Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Trinh Simpson is a financial professional with over 18 years of experience in the industry. David is currently registered with Sumo Capital, LLC, a firm based in Chicago, Illinois. Prior to joining Sumo Capital, LLC, David was affiliated with Gargoyle Strategic Investments L.L.C. in Englewood, New Jersey. David holds a Series 7, Series 44, SIE, and Series 57TO license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
07/01/2013 - Present
Sumo Capital, LLC (CHICAGO IL)
NJ
10/20/2004 - 06/06/2013
GARGOYLE STRATEGIC INVESTMENTS L.L.C. (ENGLEWOOD NJ)
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/02/2007
Series 44 - PCX Market Maker Exam
BC
Issued 10/19/2004
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
Nasdaq PHLX LLC
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