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David Tommy Kuzia

Advisors Asset Management, Inc.

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About David Tommy Kuzia

David Kuzia is an investment advisor representative with Advisors Asset Management, Inc. David has been working in the financial industry since January 1996. David is registered with the state of Colorado as an Investment Adviser Representative (IAR). David also holds the Series 65 and Series 7 licenses and has held the Series 63 license in the past. David previously worked at OppenheimerFunds Distributor, Inc. and Flemming, Anderson, Cohen & Lee, Inc.

Firm Information

David Kuzia is currently registered with Advisors Asset Management, Inc.. Advisors Asset Management, Inc. is a corporation formed in 2008 and headquartered in Monument, Colorado. The firm provides investment advisory services to individuals, businesses, and pooled investment vehicles. They specialize in portfolio management and serve a wide range of clients including individuals, corporations, investment companies, pension plans, and other investment advisors. The firm is registered with the SEC and in all 50 states and the District of Columbia. Their website and social media presence provide access to their services and resources.
Advisors Asset Management, Inc.

18925 BASE CAMP ROAD

MONUMENT, CO 80132

$3.85B

Assets Under Management

Not reported

Total Clients

185

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

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supervisor/evaluator to unit investment trusts

Supervisor/evaluator to unit investment trusts

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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David Kuzia’s Registration & Firm History

CO

07/16/2019 - Present

Advisors Asset Management, Inc. (HIGHLANDS RANCH CO)

CO

08/11/1996 - 05/31/2019

OPPENHEIMERFUNDS DISTRIBUTOR, INC. (CENTENNIAL CO)

CO

08/10/1994 - 08/19/1994

FLEMMING, ANDERSON, COHEN & LEE, INC. (LITTLETON CO)

CA

04/19/1994 - 08/05/1994

ROCKEFELLER, ROTHSCHILD, & STEELE (BEVERLY HILLS CA)

IA

01/24/1994 - 04/12/1994

DICKINSON & CO. (DES MOINES IA)

CO

11/24/1993 - 12/14/1993

CHATFIELD DEAN & CO., INC. (GREENWOOD VILLAGE CO)

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Licenses & Designations

IA

Issued 07/16/2019

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/14/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/23/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for David Tommy Kuzia.
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