Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Todd Posen is a financial advisor who has been in the industry since 1988. David is currently registered with GT Securities, Inc. in California and New York. Previously, David was registered with Alterna Securities, Inc. in Texas, Deutsche Bank Securities Inc. in New York, BT Alex. Brown Incorporated in Maryland, and Lehman Brothers Inc. in New York. David has a strong background in securities and has held various licenses throughout his career. David is dedicated to providing clients with personalized financial advice and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
11/15/2023 - Present
GT Securities, Inc. (LOS ANGELES CA)
TX
02/22/2021 - 11/17/2021
ALTERNA SECURITIES, INC. (HOUSTON TX)
NY
06/07/1999 - 03/29/2019
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
MD
05/16/1995 - 06/07/1999
BT ALEX. BROWN INCORPORATED (BALTIMORE MD)
NY
11/23/1983 - 03/17/1994
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 01/11/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/03/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/04/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/18/1995
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/01/1984
Series 3 - National Commodity Futures Examination
BC
Issued 11/19/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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