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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid McDowell is an investment advisor representative for Morgan Stanley. David has been in the industry since 1988. David has been associated with Morgan Stanley since June 2016. Previously, David was employed by Citigroup Global Markets Inc. and a number of other financial companies. David is licensed in 29 states and the District of Columbia and is a registered investment advisor in Florida and Texas. David is Series 63 and Series 65 licensed. David holds Series 7, Series 3 and SIE licenses. David is a General Securities Principal and a General Securities Sales Supervisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
FL
08/04/2016 - Present
Morgan Stanley (Boca Raton FL)
FL
05/29/2007 - 06/09/2016
CITIGROUP GLOBAL MARKETS INC. (BOCA RATON FL)
FL
06/13/2005 - 05/29/2007
CITICORP INVESTMENT SERVICES (BOCA RATON FL)
PA
11/29/2002 - 07/07/2005
JANNEY MONTGOMERY SCOTT LLC (PHILADELPHIA PA)
NY
11/20/2002 - 12/16/2002
LADENBURG, THALMANN & CO., INC. (NEW YORK NY)
NY
01/02/2002 - 11/20/2002
LADENBURG CAPITAL MANAGEMENT INC. (BETHPAGE NY)
NY
03/30/1998 - 01/02/2002
LADENBURG, THALMANN & CO., INC. (NEW YORK NY)
NY
01/08/1996 - 03/23/1998
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NJ
06/18/1992 - 01/10/1996
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
05/22/1989 - 06/22/1992
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (NEW YORK NY)
NA
03/23/1988 - 05/22/1989
DREXEL BURNHAM LAMBERT INCORPORATED
IA
Issued 05/20/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/22/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/18/2001
Series 24 - General Securities Principal Examination
BC
Issued 12/21/1999
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/21/1999
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/19/1988
Series 7 - General Securities Representative Examination
BC
Issued 02/10/1988
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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