Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Ketsdever is an investment professional with over 28 years of experience in the financial services industry. David is currently registered with La Honda Advisors LLC and has held previous roles with Nolan Securities Corp., Cowen and Company, SVB Alliant, East Peak Advisors, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, NationsBanc Montgomery Securities LLC, Montgomery Securities, BT Securities Corporation, and Goldman, Sachs & Co.. David holds the Series 63, Series 24, Series 7TO, Series 79TO, SIE, and Series 7 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
07/15/2013 - Present
LA Honda Advisors LLC (PALO ALTO CA)
MA
08/18/2011 - 10/25/2013
NOLAN SECURITIES CORP. (MONTEREY MA)
CA
08/10/2007 - 04/11/2011
COWEN AND COMPANY (SAN FRANCISCO CA)
CA
11/30/2004 - 07/13/2007
SVB ALLIANT (PALO ALTO CA)
CA
05/07/2004 - 11/22/2004
EAST PEAK ADVISORS, LLC (GREENBRAE CA)
NY
03/06/2000 - 03/01/2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
10/01/1997 - 08/03/1998
NATIONSBANC MONTGOMERY SECURITIES LLC (NEW YORK NY)
CA
07/06/1992 - 10/01/1997
MONTGOMERY SECURITIES (SAN FRANCISCO CA)
MD
08/16/1991 - 05/15/1992
BT SECURITIES CORPORATION (BALTIMORE MD)
NA
11/25/1987 - 08/02/1989
GOLDMAN, SACHS & CO.
BC
Issued 02/28/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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