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David Todd Johnson

A.g.p. / Alliance Global Partners

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About David Todd Johnson

David Johnson is a financial professional with over 27 years of experience in the industry. David is currently registered with A.g.p. / Alliance Global Partners. Before joining A.g.p. / Alliance Global Partners, David was associated with AEGIS CAPITAL CORP. for over 2 years. David is also a registered representative with FINRA.

Firm Information

David Johnson is currently registered with A.g.p. / Alliance Global Partners. A.g.p. / Alliance Global Partners is a Limited Liability Company with a main office in Westport, Connecticut, and has been operating since July 2022. The firm has over 238 registered representatives and manages over $1.6 billion in regulatory assets. A.g.p. / Alliance Global Partners provides a variety of advisory services, including financial planning, portfolio management for individuals and businesses, selection of other advisors, and portfolio management for pooled investment vehicles. They cater to a diverse range of clients, including individuals, high-net-worth individuals, businesses, corporations, and charitable organizations.
A.g.p. / Alliance Global Partners

88 POST ROAD WEST

WESTPORT, CT 06880

$1.69B

Assets Under Management

Not reported

Total Clients

175

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Sub-adviser of pooled investment vehicle charges a performance f

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David Johnson’s Registration & Firm History

NY

07/17/2018 - Present

A.g.p. / Alliance Global Partners (New York NY)

NY

02/02/2016 - 08/06/2018

AEGIS CAPITAL CORP. (NEW YORK NY)

NY

07/20/2001 - 02/02/2016

HAPOALIM SECURITIES USA, INC. (NEW YORK NY)

NY

09/19/1994 - 06/27/2001

HERZOG, HEINE, GEDULD, INC. (NEW YORK NY)

TX

05/31/1994 - 09/26/1994

U.S. CLEARING CORP. (DALLAS TX)

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Licenses & Designations

BC

Issued 10/04/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/23/1999

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 05/27/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for David Todd Johnson.
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