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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Harding is a financial advisor at Cetera Investment Advisers LLC in Framingham, MA. David has been working in the industry since 1997 and has a strong track record of success. David is a registered representative and investment advisor representative and is licensed to offer investment advice and securities products in multiple states. David specializes in working with high-net-worth individuals, families, and businesses. David offers a wide range of financial services, including financial planning, investment management, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MA
03/21/2024 - Present
Cetera Investment Advisers LLC (FRAMINGHAM MA)
MA
08/11/2009 - 10/03/2016
INVESTORS CAPITAL CORP. (FRAMINGHAM MA)
MA
08/05/2009 - 08/28/2009
NEXT FINANCIAL GROUP, INC. (FRAMINGHAM MA)
MA
09/07/2007 - 08/19/2009
B.B. GRAHAM & COMPANY, INC. (FRAMINGHAM MA)
MA
08/30/2005 - 09/12/2007
FIRST MIDAMERICA INVESTMENT CORPORATION (FRAMINGHAM MA)
MA
10/20/2004 - 08/26/2005
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
NY
09/01/2000 - 10/20/2004
QUICK & REILLY, INC. (NEW YORK NY)
MA
03/21/2000 - 09/06/2000
BANKBOSTON INVESTOR SERVICES, INC. (BOSTON MA)
NY
03/17/1997 - 05/15/2000
NYLIFE SECURITIES INC. (NEW YORK NY)
IA
Issued 08/05/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/17/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/17/2000
Series 7 - General Securities Representative Examination
BC
Issued 03/14/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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