Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Tod Smith is a financial advisor registered with Corebridge Capital Services, Inc. David Tod Smith has been in the financial industry since 1998. David Tod Smith is licensed to sell securities in California and North Carolina. David Tod Smith is also licensed to sell variable insurance products and investment company products. David Tod Smith has held several licenses and registrations throughout his career, including Series 6, 7, 31, 63, and 65. David Tod Smith has experience working with a variety of firms, including Pacific Cornerstone Capital Incorporated, Banc of America Investment Services, Inc., Quick & Reilly, Inc., and Morgan Stanley DW Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
06/27/2011 - Present
Corebridge Capital Services, Inc. (WOODLAND HILLS CA)
CA
09/12/2007 - 05/02/2011
PACIFIC CORNERSTONE CAPITAL INCORPORATED (IRVINE CA)
MA
10/20/2004 - 07/06/2005
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
NY
06/13/2002 - 10/20/2004
QUICK & REILLY, INC. (NEW YORK NY)
NY
10/11/1995 - 06/07/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
BC
Issued 09/24/2007
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 10/26/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/02/1995
Series 31 - Futures Managed Funds Examination
BC
Issued 10/10/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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