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David Timmons

Cetera Investment Services LLC

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About David Timmons

David Timmons is a financial advisor with over 25 years of experience in the industry. David is currently registered with Cetera Investment Services LLC and is located in Hoover, Alabama. David's previous employers include Regions Securities LLC, CNL Securities Corp., ProEquities, Inc., and Southtrust Securities, Inc. David has a wide range of experience in the financial services industry, including investment banking, operations, municipal securities, and general securities. David holds Series 4, 7, 24, 52TO, 53, 63, 65, 79TO, 99TO and SIE licenses. David is committed to providing his clients with personalized financial advice and investment strategies.

Firm Information

David Timmons is currently registered with Cetera Investment Services LLC. Cetera Investment Services LLC is a Limited Liability Company formed on November 30, 2012, and approved to operate in 53 states and the District of Columbia. The firm has 1 approved SEC registration and 53 approved state registrations. Cetera Investment Services LLC has a history of regulatory events (11 reported) and arbitration disclosures (3 reported).

Not reported

Assets Under Management

Not reported

Total Clients

372

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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David Timmons’s Registration & Firm History

AL

05/21/2018 - Present

Cetera Investment Services LLC (HOOVER AL)

GA

08/11/2017 - 05/16/2018

REGIONS SECURITIES LLC (ATLANTA GA)

FL

10/03/2013 - 04/26/2017

CNL SECURITIES CORP. (ORLANDO FL)

AL

03/08/2001 - 09/18/2013

PROEQUITIES, INC. (BIRMINGHAM AL)

AL

03/10/1998 - 02/26/2001

SOUTHTRUST SECURITIES, INC. (BIRMINGHAM AL)

AL

11/02/1990 - 12/02/1992

SOUTHTRUST SECURITIES, INC. (BIRMINGHAM AL)

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Licenses & Designations

IA

Issued 01/22/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 04/08/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/20/2004

Series 4 - Registered Options Principal Examination

BC

Issued 08/31/1998

Series 53 - Municipal Securities Principal Examination

BC

Issued 02/26/1998

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/18/1990

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for David Timmons.
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