Unclaimed
David Timmons is a financial advisor with over 25 years of experience in the industry. David is currently registered with Cetera Investment Services LLC and is located in Hoover, Alabama. David's previous employers include Regions Securities LLC, CNL Securities Corp., ProEquities, Inc., and Southtrust Securities, Inc. David has a wide range of experience in the financial services industry, including investment banking, operations, municipal securities, and general securities. David holds Series 4, 7, 24, 52TO, 53, 63, 65, 79TO, 99TO and SIE licenses. David is committed to providing his clients with personalized financial advice and investment strategies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
AL
05/21/2018 - Present
Cetera Investment Services LLC (HOOVER AL)
GA
08/11/2017 - 05/16/2018
REGIONS SECURITIES LLC (ATLANTA GA)
FL
10/03/2013 - 04/26/2017
CNL SECURITIES CORP. (ORLANDO FL)
AL
03/08/2001 - 09/18/2013
PROEQUITIES, INC. (BIRMINGHAM AL)
AL
03/10/1998 - 02/26/2001
SOUTHTRUST SECURITIES, INC. (BIRMINGHAM AL)
AL
11/02/1990 - 12/02/1992
SOUTHTRUST SECURITIES, INC. (BIRMINGHAM AL)
IA
Issued 01/22/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/08/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/20/2004
Series 4 - Registered Options Principal Examination
BC
Issued 08/31/1998
Series 53 - Municipal Securities Principal Examination
BC
Issued 02/26/1998
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/18/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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