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David Thomas Welsh

PNC Capital Markets LLC

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About David Thomas Welsh

David Welsh is a financial professional with over 20 years of experience in the industry. David is currently registered with PNC Capital Markets LLC in Philadelphia, PA. David has Series 7, 52 and 63 licenses. David previously worked at CITIGROUP GLOBAL MARKETS INC. in Philadelphia, PA.

Firm Information

David Welsh is currently registered with PNC Capital Markets LLC. PNC Capital Markets LLC is a Limited Liability Company formed in December 2005. The firm is registered in all 50 states, the District of Columbia, and Puerto Rico. PNC Capital Markets LLC has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

489

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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David Welsh’s Registration & Firm History

PA

08/06/2015 - Present

PNC Capital Markets LLC (PHILADELPHIA PA)

PA

01/01/1995 - 02/06/2012

CITIGROUP GLOBAL MARKETS INC. (PHILADELPHIA PA)

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Licenses & Designations

BC

Issued 10/02/2015

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/06/2015

Series 52 - Municipal Securities Representative Examination

BC

Issued 12/07/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for David Thomas Welsh.
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