Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Trumble is a financial advisor who has been in the industry since 1984. David is registered with Wells Fargo Clearing Services, LLC and has offices in Corte Madera, CA. David has a wide range of experience and qualifications, including passing the Series 3, 7, and 66 exams. David is a registered representative in multiple states including California, Colorado, Florida, Hawaii, Nevada, South Carolina, Wyoming and Arizona. Prior to joining Wells Fargo Clearing Services, LLC, David was registered with A. G. EDWARDS & SONS, INC. and SHEARSON LEHMAN HUTTON INC. David has been a financial advisor with Wells Fargo Advisors LLC since 2009.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
01/01/2008 - Present
Wells Fargo Clearing Services, LLC (CORTE MADERA CA)
CA
05/07/1990 - 01/03/2008
A. G. EDWARDS & SONS, INC. (SAN RAFAEL CA)
NY
01/25/1984 - 05/24/1990
SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)
BOTH
Issued 10/02/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/03/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/05/1984
Series 3 - National Commodity Futures Examination
BC
Issued 01/21/1984
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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