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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Perlman is a financial advisor at UBS Financial Services Inc. David has over 18 years of experience in the financial services industry. David is registered to provide investment advice in all 50 states. David has a Series 63, SIE, Series 87 and Series 86. David specializes in Portfolio Management for Individuals, Portfolio Management for Businesses, Financial Planning, Pension Consulting, Selection of Other Advisors, Publication of Periodicals and Educational Seminars. David has been with UBS Financial Services Inc. since 2014. Before that, David worked at Morgan Stanley and Morgan Stanley & Co. Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NJ
05/07/2014 - Present
UBS Financial Services Inc. (WEEHAWKEN NJ)
NY
09/13/2010 - 05/01/2014
MORGAN STANLEY (NEW YORK NY)
NY
04/27/2007 - 09/15/2010
MORGAN STANLEY & CO. INCORPORATED (NEW YORK NY)
NY
01/31/2006 - 02/21/2007
MORGAN STANLEY DW INC. (PURCHASE NY)
BC
Issued 03/13/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/23/2007
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 05/16/2007
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 01/30/2006
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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