Unclaimed
David Pawloski is a financial professional with over 35 years of experience in the industry. David is currently registered with Dominari Securities LLC and holds a Series 7, Series 9, Series 24, and Series 63 licenses. David specializes in providing financial planning, portfolio management for individuals and businesses, and selection of other advisors. Prior to joining Dominari Securities LLC, David worked at several firms, including J. Alden Associates, Inc., Cantella & Co., Inc., Oppenheimer & Co. Inc., Prime Charter Ltd., PaineWebber Incorporated, Lehman Brothers Inc., and Oppenheimer & Co., Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
NY
10/05/2023 - Present
Dominari Securities LLC (NEW YORK NY)
NJ
09/19/2022 - 10/04/2023
J. ALDEN ASSOCIATES, INC. (Red Bank NJ)
NJ
01/12/2018 - 09/22/2022
CANTELLA & CO., INC. (Red Bank NJ)
NJ
01/02/2002 - 01/19/2018
OPPENHEIMER & CO. INC. (PRINCETON NJ)
NY
11/13/1998 - 01/02/2002
PRIME CHARTER LTD. (NEW YORK NY)
NJ
05/12/1994 - 10/30/1998
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
11/19/1987 - 05/16/1994
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
04/04/1986 - 11/23/1987
OPPENHEIMER & CO., INC.
BC
Issued 03/28/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 05/31/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/15/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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