Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Mullen is a financial advisor with Colliers Securities LLC. David has been in the industry since 1988 and is registered with the following states: California, Colorado, Florida, Minnesota, South Dakota, and Texas. David is a Series 7, 50, 52, 53, 54 and 66 licensed advisor and is affiliated with Colliers Securities LLC in Minneapolis, MN and Fort Myers, FL. David specializes in providing financial advice and portfolio management to individuals and businesses. David has experience with the following types of clients: Individuals, High Net Worth Individuals, Pension and Profit Sharing Plans, and Corporations or Other Businesses. David has a proven track record of success in the financial services industry and is committed to providing his clients with the highest level of service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
MN
11/30/2012 - Present
Colliers Securities LLC (MINNEAPOLIS MN)
MN
09/22/1998 - 03/22/2012
PIPER JAFFRAY & CO. (MINNEAPOLIS MN)
MN
10/10/1995 - 09/15/1998
U.S. BANCORP INVESTMENTS, INC. (SAINT PAUL MN)
MN
01/19/1988 - 10/10/1995
MILLER & SCHROEDER FINANCIAL, INC. (MINNEAPOLIS MN)
BOTH
Issued 06/24/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/05/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/30/2020
Series 54 - Municipal Advisor Principal Qualification Examination
BC
Issued 05/02/2020
Series 24 - General Securities Principal Examination
BC
Issued 07/24/1996
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/09/2016
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 01/16/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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