Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Thomas Josepho has been in the securities industry since April 6, 2006. David is currently registered with Wells Fargo Securities, LLC in Charlotte, NC. David has been with Wells Fargo Securities, LLC since August 12, 2010. Prior to that, David was registered with CANTOR FITZGERALD & CO. in New York, NY, and KEYBANC CAPITAL MARKETS INC. in Cleveland, OH. David holds the Series 63, Series 24, Series 99TO, Series 57TO, SIE, Series 55, and Series 7 licenses. David is currently registered in 53 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
08/12/2010 - Present
Wells Fargo Securities, LLC (CHARLOTTE NC)
NY
06/16/2009 - 07/13/2010
CANTOR FITZGERALD & CO. (NEW YORK NY)
OH
03/09/2006 - 06/23/2009
KEYBANC CAPITAL MARKETS INC. (CLEVELAND OH)
BC
Issued 07/06/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/16/2014
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/09/2015
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 03/08/2006
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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