Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Thomas Hooban is an investment advisor representative with Creative Planning. David has been in the securities industry for over 20 years. David has a Series 7, Series 6, Series 63, Series 65, and SIE license. David is registered with the state of Florida as an Investment Advisor Representative. David has previous experience with Lockton Investment Securities, LLC, KESTRA INVESTMENT SERVICES, LLC, MMC SECURITIES CORP., NYLIFE SECURITIES LLC, MUTUAL OF OMAHA INVESTOR SERVICES, INC., CITISTREET EQUITIES LLC, PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC, PRUCO SECURITIES CORPORATION, PRUDENTIAL MUTUAL FUND DISTRIBUTORS, INC., LEHMAN BROTHERS INC., and E. F. HUTTON & COMPANY INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
KS
12/20/2021 - Present
Creative Planning (OVERLAND PARK KS)
FL
08/28/2019 - 12/14/2021
LOCKTON INVESTMENT SECURITIES, LLC (Boca Raton FL)
FL
06/06/2012 - 08/28/2019
KESTRA INVESTMENT SERVICES, LLC (DORAL FL)
FL
09/21/2011 - 04/11/2012
MMC SECURITIES CORP. (SUNRISE FL)
FL
09/02/2009 - 09/09/2011
NYLIFE SECURITIES LLC (FORT LAUDERDALE FL)
NE
04/28/2008 - 06/06/2008
MUTUAL OF OMAHA INVESTOR SERVICES, INC. (OMAHA NE)
NJ
06/24/2002 - 07/25/2003
CITISTREET EQUITIES LLC (SOMERSET NJ)
NJ
04/07/1998 - 04/05/2001
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)
NJ
01/01/1997 - 09/18/1997
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)
NJ
08/29/1995 - 01/01/1997
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NA
10/29/1990 - 08/30/1995
PRUDENTIAL MUTUAL FUND DISTRIBUTORS, INC.
NA
05/14/1988 - 12/24/1992
LEHMAN BROTHERS INC.
NA
05/21/1987 - 05/14/1988
E. F. HUTTON & COMPANY INC
IA
Issued 11/12/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/22/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/02/2022
Series 7TO - General Securities Representative Examination
BC
Issued 12/02/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/09/2009
Series 7 - General Securities Representative Examination
BC
Issued 04/25/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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