Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Thomas Gau is a financial advisor with Fidelity Personal And Workplace Advisors. David has been in the financial industry since March 28, 2021. David is registered with FINRA and the state of Minnesota and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MN
06/20/2023 - Present
Fidelity Personal AND Workplace Advisors (MINNETONKA MN)
MN
02/15/2021 - 10/05/2022
AMERIPRISE FINANCIAL SERVICES, LLC (Minnetonka MN)
BOTH
Issued 06/18/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/13/2021
Series 7TO - General Securities Representative Examination
BC
Issued 03/07/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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