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David Thomas Fare

Franklin Distributors, LLC

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About David Thomas Fare

David Fare is a financial advisor with over 30 years of experience in the industry. David is currently registered with Franklin Distributors, LLC and has been with the firm since December 2005. David has held previous roles at Citigroup Global Markets Inc. and Lehman Brothers Inc. David is licensed to sell securities in all 50 states and the District of Columbia. He holds the Series 7, Series 63, and SIE licenses.

Firm Information

David Fare is currently registered with Franklin Distributors, LLC. Franklin Distributors, LLC is a Limited Liability Company formed in December 2000. It is registered with the SEC and in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

369

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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David Fare’s Registration & Firm History

NY

12/01/2005 - Present

Franklin Distributors, LLC (NEW YORK NY)

NY

07/31/1993 - 12/01/2005

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

NY

10/21/1991 - 07/31/1993

LEHMAN BROTHERS INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 12/02/1991

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/18/1991

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for David Thomas Fare.
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