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David Thomas Emmerich

Jackson National Life Distributors LLC

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About David Thomas Emmerich

David Thomas Emmerich is a financial advisor based in FRANKLIN, TN and is currently registered with Jackson National Life Distributors LLC. David has been in the financial industry since 2011. David holds a Series 6, Series 7, Series 63 and Series 66 license. David's previous employers include Northwestern Mutual Investment Services, LLC.

Firm Information

David Emmerich is currently registered with Jackson National Life Distributors LLC. Jackson National Life Distributors LLC is a Limited Liability Company formed in May 2006 and approved to operate in all 50 states and the District of Columbia. The firm has one SEC registration and 51 state registrations. The firm has disclosed two arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

564

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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David Emmerich’s Registration & Firm History

TN

09/04/2019 - Present

Jackson National Life Distributors LLC (FRANKLIN TN)

TN

09/24/2013 - 09/09/2019

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (NASHVILLE TN)

WI

03/18/2011 - 04/26/2013

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)

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Licenses & Designations

BOTH

Issued 11/14/2013

Series 66 - Uniform Combined State Law Examination

BC

Issued 06/08/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/17/2013

Series 7 - General Securities Representative Examination

BC

Issued 03/17/2011

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for David Thomas Emmerich.
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