Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Theodore Harmon is a financial professional with over 12 years of experience in the industry. David has been registered with Principal Securities, Inc. since October 11, 2023. David has worked with a variety of firms over the years including Brighthouse Securities, LLC, ProEquities, Inc., Jackson National Life Distributors LLC, AssetMark Brokerage, LLC, Capital Brokerage Corporation, MFS Fund Distributors, Inc., and Country Capital Management Company. David specializes in providing financial planning, pension consulting, and educational seminars. David is registered in six states including Arizona, Colorado, Montana, New Mexico, Utah, and Wyoming.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
AZ
10/11/2023 - Present
Principal Securities, Inc. (PHOENIX AZ)
AZ
02/20/2020 - 09/05/2023
BRIGHTHOUSE SECURITIES, LLC (Phoenix AZ)
AL
08/21/2017 - 12/13/2019
PROEQUITIES, INC. (BIRMINGHAM AL)
TN
06/12/2015 - 07/06/2017
JACKSON NATIONAL LIFE DISTRIBUTORS LLC (FRANKLIN TN)
CA
08/15/2014 - 05/21/2015
ASSETMARK BROKERAGE, LLC (CONCORD CA)
VA
06/26/2012 - 08/15/2014
CAPITAL BROKERAGE CORPORATION (GLEN ALLEN VA)
AZ
08/29/2011 - 04/24/2012
MFS FUND DISTRIBUTORS, INC. (PHOENIX AZ)
AZ
09/15/2010 - 05/04/2011
COUNTRY CAPITAL MANAGEMENT COMPANY (MESA AZ)
BC
Issued 10/04/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/14/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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