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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Stettin Rouse is an investment advisor representative with Raymond James Financial Services Advisors, INC in Cape Coral, Florida. David Stettin Rouse has been in the industry since January 20, 1987. David Stettin Rouse is also registered with the state of Texas as an investment advisor representative. David Stettin Rouse has experience with Ameriprise Advisor Services, INC. and The Ohio Company. David Stettin Rouse has passed the Series 4, 7, 8, 9, 10, 24, 63 and 65 exams. David Stettin Rouse holds a position as Other Investment Related in a support company, Rouse Kelly Financial. David Stettin Rouse is a partner in the firm and has been involved with the company since May 2009. The firm, Raymond James Financial Services Advisors, INC. has 6,313 clients and 4,977 licensed agents. The firm specializes in financial planning, pension consulting, educational seminars, portfolio management for individuals, selection of other advisors, and portfolio management for businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
FL
08/13/2020 - Present
Raymond James Financial Services Advisors, Inc. (CAPE CORAL FL)
FL
01/27/1988 - 05/27/2009
AMERIPRISE ADVISOR SERVICES, INC. (FORT MYERS FL)
NA
01/21/1987 - 02/04/1988
THE OHIO COMPANY
IA
Issued 10/17/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 3/12/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 1/2/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 1/2/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/12/1997
Series 24 - General Securities Principal Examination
BC
Issued 6/5/1992
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 7/13/1988
Series 4 - Registered Options Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 1/17/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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