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David Terrell

National Financial Services LLC

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About David Terrell

David Terrell is a financial professional with over 16 years of experience in the industry. He has held various roles at firms like Fidelity Brokerage Services LLC and National Financial Services LLC, demonstrating his commitment to providing comprehensive financial guidance. David is currently registered with National Financial Services LLC and holds multiple licenses, including Series 4, 7, 9, 10, 24, 63, 99TO, and SIE. David is dedicated to helping clients achieve their financial goals.

Firm Information

David Terrell is currently registered with National Financial Services LLC. National Financial Services LLC is a Limited Liability Company formed in June 2000. The firm is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. The firm has been the subject of 45 regulatory event disclosures, 1 civil event disclosure and 14 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

598

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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David Terrell’s Registration & Firm History

TX

11/13/2015 - Present

National Financial Services LLC (WESTLAKE TX)

TX

08/11/2021 - 11/01/2022

FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)

TX

06/16/2010 - 09/28/2015

FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)

KY

09/04/2007 - 06/02/2010

NATIONAL FINANCIAL SERVICES LLC (COVINGTON KY)

KY

07/25/2005 - 12/06/2006

FIDELITY BROKERAGE SERVICES LLC (COVINGTON KY)

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Licenses & Designations

BC

Issued 06/18/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/24/2014

Series 4 - Registered Options Principal Examination

BC

Issued 03/11/2011

Series 24 - General Securities Principal Examination

BC

Issued 02/19/2010

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 01/28/2010

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/22/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe C2 Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for David Terrell.
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