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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Taylor Harris is a registered investment advisor representative with Tocqueville Asset Management LP in New York, NY. David has been in the industry since 1975 and has experience with a number of firms, including Carret Securities, LLC, H. G. Wellington & Co., Inc., and Brean Murray, Foster Securities Inc. David has passed several exams including the Series 63, Series 65, Series 4, Series 52TO, SIE, and Series 7 exams. David has registrations in 29 states and the District of Columbia. David provides financial planning, selection of other advisers, and portfolio management services for individuals, businesses, investment companies and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
08/21/2021 - Present
Tocqueville Asset Management LP (NEW YORK NY)
NY
06/15/1998 - 09/25/2002
CARRET SECURITIES, LLC (NEW YORK NY)
NY
01/16/1992 - 02/24/1998
H. G. WELLINGTON & CO., INC. (NEW YORK NY)
NY
07/14/1987 - 01/22/1992
BREAN MURRAY, FOSTER SECURITIES INC. (NEW YORK NY)
NA
01/02/1975 - 07/23/1987
FAHNESTOCK & CO. INC.
IA
Issued 04/05/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/21/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/09/1999
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/31/1977
PC - AMEX Put and Call Exam
BC
Issued 12/21/1974
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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