Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Ta-wai Yu is an active Registered Representative and Investment Advisor Representative. David has over 15 years of experience in the financial services industry. David is currently registered with Independent Financial Partners and has offices in Fort Lauderdale, FL and Tampa, FL. Previous employers include KOVACK SECURITIES INC., INTERNATIONAL ASSETS ADVISORY, LLC and QUESTAR CAPITAL CORPORATION. David is also registered with the states of Arizona, Arkansas, California, Colorado, Florida, Georgia, Idaho, Illinois, Indiana, Kentucky, Michigan, Minnesota, Nebraska, Nevada, New Hampshire, New Jersey, New York, North Carolina, Ohio, Oregon, Pennsylvania, South Carolina, Tennessee, Texas, Virginia, Washington and Wisconsin. David holds licenses for Series 66, Series 7 and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Non-discretionary investment advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Percentage of assets under advisement
1
2
FL
04/20/2023 - Present
Independent Financial Partners (Fort Lauderdale FL)
FL
02/18/2014 - 10/25/2019
KOVACK SECURITIES INC. (Fort Lauderdale FL)
FL
01/18/2013 - 03/07/2014
INTERNATIONAL ASSETS ADVISORY, LLC (FT. LAUDERDALE FL)
FL
03/02/2011 - 01/30/2013
QUESTAR CAPITAL CORPORATION (FT LAUDERDALE FL)
FL
03/05/2008 - 12/31/2010
ALTERNATIVE WEALTH STRATEGIES, INC. (FT. LAUDERDALE FL)
BOTH
Issued 05/02/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/04/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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