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David Ta-chih Chow

Baron Capital, Inc.

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About David Ta-chih Chow

David Ta-chih Chow is a financial advisor registered with Baron Capital, Inc., a firm based in New York, NY. David has been a financial advisor since February 26, 1996. David has a history of working with firms like Legg Mason Investor Services, LLC, Wachovia Capital Markets, LLC, Deutsche Bank Securities Inc. and BT Alex. Brown Incorporated. David holds the following licenses: Series 63, Series 65, Series 7 and SIE. David is registered with the Securities Industry and Financial Markets Association (FINRA). David is currently registered with the state of New York and the firm's branch office is located in New York City, NY.

Firm Information

David Chow is currently registered with Baron Capital, Inc.. Baron Capital, Inc. is a Corporation that was formed on March 16, 1982. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They have been approved for registration with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

57

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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David Chow’s Registration & Firm History

NY

03/06/2019 - Present

Baron Capital, Inc. (NEW YORK NY)

MD

11/14/2007 - 03/04/2019

LEGG MASON INVESTOR SERVICES, LLC (BALTIMORE MD)

NC

02/23/2004 - 04/19/2006

WACHOVIA CAPITAL MARKETS, LLC (CHARLOTTE NC)

NY

06/14/1999 - 02/23/2004

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

MD

09/01/1997 - 06/14/1999

BT ALEX. BROWN INCORPORATED (BALTIMORE MD)

NA

10/11/1994 - 09/01/1997

ALEX. BROWN & SONS INCORPORATED

NA

07/30/1994 - 10/07/1994

U.S. SECURITIES CORPORATION OF WASHINGTON, DC

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Licenses & Designations

IA

Issued 01/31/1995

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/15/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/25/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for David Ta-chih Chow.
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