Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid T. Spell is a financial advisor with over 20 years of experience in the financial industry. David is currently registered with Wells Fargo Clearing Services, LLC and is licensed to provide investment advice in multiple states. David has held previous positions at UBS Financial Services Inc. David holds both Series 7 and Series 66 licenses and is also a registered representative of FINRA. David is a strong advocate for his clients, providing guidance and expertise in a wide range of financial areas including investment management, financial planning, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
SC
12/21/2015 - Present
Wells Fargo Clearing Services, LLC (MOUNT PLEASANT SC)
SC
09/21/2001 - 04/04/2014
UBS FINANCIAL SERVICES INC. (CHARLESTON SC)
BOTH
Issued 10/09/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/20/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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