Unclaimed
David T. Fritz is a registered representative with Bbva Securities Inc. David is licensed to conduct business in New York. David's experience includes 9 years in the financial industry, with prior experience at Nomura Securities International, Inc.. David has earned the Series 7, Series 7TO, SIE, and Series 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/06/2023 - Present
Bbva Securities Inc. (NEW YORK NY)
NY
07/15/2013 - 02/24/2016
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
BC
Issued 01/27/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/03/2023
Series 7TO - General Securities Representative Examination
BC
Issued 02/24/2016
SIE - Securities Industry Essentials Examination
BC
Issued 07/15/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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