Unclaimed
David Cowell is a financial advisor who has been active in the industry since March 6, 2000. David is currently registered with Northwestern Mutual Investment Services, LLC and has been with the firm since March 7, 2000. David has a wide range of experience in the financial services industry, having also worked with Robert W. Baird & Co. Incorporated. David is licensed in several states and holds the Series 6, Series 7 and Series 63 licenses, along with the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
MN
03/07/2000 - Present
Northwestern Mutual Investment Services, LLC (BAXTER MN)
WI
04/04/2000 - 01/01/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
BC
Issued 03/06/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/01/2004
Series 7 - General Securities Representative Examination
BC
Issued 03/06/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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