Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Szabo is a financial advisor at Fidelity Personal And Workplace Advisors. David has been a financial advisor for over 11 years. David is registered to offer investment advice in Colorado, Massachusetts, Texas, and Utah. David has passed Series 3, 7, 9, 10, 24, 66, and SIE exams. David also serves as a Trustee for the Boston Landmarks Orchestra and is a member of the Finance Council for Pax Christi Catholic Church. David is a partner in Josephine Holdings LLC, a real estate investment company. David has experience working with individuals, businesses, corporations, charitable organizations, state or municipal governments, and pension and profit sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CO
04/06/2023 - Present
Fidelity Personal AND Workplace Advisors (GREENWOOD VILLAGE CO)
CO
08/04/2021 - 05/10/2022
ROBINHOOD FINANCIAL, LLC (Denver CO)
MA
12/17/2014 - 07/21/2021
MFS FUND DISTRIBUTORS, INC. (BOSTON MA)
MA
12/23/2010 - 12/10/2014
BARCLAYS CAPITAL INC. (BOSTON MA)
BOTH
Issued 02/16/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/24/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/19/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/27/2016
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/27/2014
Series 3 - National Commodity Futures Examination
BC
Issued 12/22/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
Not sure David Szabo is the right advisor for you? Invested Better is here to help.
