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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Sylvan Cooper is an investment advisor representative with Realta Investment Advisors, Inc. located in Wilmington, Delaware. David has been in the financial services industry since 1994. David has passed the Series 7, Series 31, Series 63, and Series 65 exams. David has worked for a number of financial institutions, including SunTrust Investment Services, Inc., Wells Fargo Advisors, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Manulife Wood Logan, Inc. David provides financial planning, portfolio management for businesses, and portfolio management for individuals. David is registered with the Securities and Exchange Commission (SEC) and is licensed to provide investment advice in Alabama and Tennessee.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
DE
11/10/2020 - Present
Realta Investment Advisors, Inc. (WILMINGTON DE)
TN
11/10/2014 - 11/11/2020
SUNTRUST INVESTMENT SERVICES, INC. (NASHVILLE TN)
TN
11/30/2007 - 11/13/2014
WELLS FARGO ADVISORS, LLC (BRENTWOOD TN)
CA
10/25/2001 - 12/07/2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ENCINO CA)
CT
03/01/2001 - 10/01/2001
MANULIFE WOOD LOGAN, INC. (STAMFORD CT)
CA
05/17/1998 - 03/05/2001
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
NY
07/05/1995 - 05/06/1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
CA
03/28/1995 - 05/11/1995
THE BOSTON GROUP (LOS ANGELES CA)
NY
12/22/1993 - 03/28/1995
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 11/27/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/21/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/14/1994
Series 31 - Futures Managed Funds Examination
BC
Issued 12/21/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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