Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Neel is a financial professional with over 30 years of experience in the industry. David is a Principal at Bbva Securities Inc. and is registered in 49 states. He holds the Series 3, 4, 7, 14, 52, 53 and 63 licenses. David has extensive experience in the securities industry, specializing in investment solutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
07/30/2013 - Present
Bbva Securities Inc. (NEW YORK NY)
AL
10/19/1988 - 07/30/2013
BBVA COMPASS INVESTMENT SOLUTIONS, INC (BIRMINGHAM AL)
BC
Issued 11/16/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 04/04/1989
Series 4 - Registered Options Principal Examination
BC
Issued 02/21/1989
Series 53 - Municipal Securities Principal Examination
BC
Issued 02/01/1989
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/1988
Series 7 - General Securities Representative Examination
BC
Issued 09/27/1988
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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