Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Suddendorf is a securities professional with over five years of experience in the financial services industry. David has held positions with several firms, including B. Riley FBR, Inc., Independent Investment Bankers, Corp., and BA Securities, LLC. David is currently registered with Finalis Securities LLC. David holds the Series 63, SIE, and Series 79 licenses. David is registered in seven states: California, Massachusetts, New York, Oregon, South Carolina, Texas, and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
12/16/2021 - Present
Finalis Securities LLC (New York NY)
PA
12/14/2020 - 12/10/2021
BA SECURITIES, LLC (W. CONSHOHOCKEN PA)
TX
04/02/2019 - 11/30/2020
INDEPENDENT INVESTMENT BANKERS, CORP. (AUSTIN TX)
CA
09/14/2018 - 04/09/2019
B. RILEY FBR, INC. (LOS ANGELES CA)
BC
Issued 08/03/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/14/2018
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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