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David Stuart York

Schwab Wealth Advisory, Inc.

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About David Stuart York

David Stuart York is a financial advisor with over 20 years of experience in the financial services industry. David has been a registered representative with Charles Schwab since 2000. In 2015, he joined Schwab Private Client Investment Advisory, Inc. and has been with Schwab Wealth Advisory, Inc. since 2023. David is licensed in Arizona and Texas.

Firm Information

David York is currently registered with Schwab Wealth Advisory, Inc.. Schwab Wealth Advisory, Inc. is an investment advisory firm based in SAN FRANCISCO, CA, United States. The firm provides financial planning and portfolio management services to individuals, businesses, and high-net-worth individuals. They also offer a wrap fee program.
Schwab Wealth Advisory, Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105-1901

Not reported

Assets Under Management

141,801

Total Clients

904

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Swa program paid by wrap sponsor pursuant to cost plan formula.

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David York’s Registration & Firm History

AZ

01/09/2023 - Present

Schwab Wealth Advisory, Inc. (Phoenix AZ)

AZ

08/31/2007 - 09/02/2009

USAA FINANCIAL ADVISORS, INC. (PHOENIX AZ)

AZ

12/06/2005 - 12/31/2007

USAA INVESTMENT MANAGEMENT COMPANY (PHOENIX AZ)

TX

01/04/2000 - 11/22/2005

CHARLES SCHWAB & CO., INC. (WESTLAKE TX)

NJ

06/17/1999 - 07/28/1999

PRUCO SECURITIES CORPORATION (NEWARK NJ)

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Licenses & Designations

IA

Issued 05/30/2006

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 06/16/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/02/2006

Series 24 - General Securities Principal Examination

BC

Issued 09/02/2005

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 05/20/2005

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/03/2000

Series 7 - General Securities Representative Examination

BC

Issued 06/16/1999

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for David Stuart York.
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