Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Smith ii has been in the financial services industry for over 20 years. David is currently a registered representative of Fidelity Personal And Workplace Advisors. Prior to that, David was a registered representative of MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, AMERIPRISE FINANCIAL SERVICES, INC., WELLS FARGO ADVISORS, LLC, A.J. PACE & CO., INC., TD WATERHOUSE INVESTOR SERVICES, INC. and OLDE DISCOUNT CORPORATION. David holds FINRA Series 7, 8, 52, 63, 65, and 66 licenses. David is a licensed investment advisor in Florida and Texas. David specializes in providing financial planning, portfolio management and selection of other advisers to individuals, corporations and businesses. David has a total of 1,991,043 clients with over $818 billion in assets under management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
02/18/2020 - Present
Fidelity Personal AND Workplace Advisors (JACKSONVILLE FL)
FL
11/22/2017 - 12/16/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (JACKSONVILLE FL)
FL
05/15/2009 - 01/08/2013
AMERIPRISE FINANCIAL SERVICES, INC. (JACKSONVILLE BEACH FL)
FL
07/03/2002 - 05/20/2009
WELLS FARGO ADVISORS, LLC (JACKSONVILLE FL)
NY
08/24/2001 - 04/18/2002
A.J. PACE & CO., INC. (NEW YORK NY)
NE
04/19/2000 - 08/29/2001
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
MI
04/05/1995 - 05/01/2000
OLDE DISCOUNT CORPORATION (DETROIT MI)
BOTH
Issued 01/12/2018
Series 66 - Uniform Combined State Law Examination
IA
Issued 08/21/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/13/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/19/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/22/2017
Series 7 - General Securities Representative Examination
BC
Issued 04/04/1995
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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