Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Penn is a financial advisor with Janney Montgomery Scott LLC. David has been in the financial services industry since 1984. David specializes in providing financial planning, portfolio management, and pension consulting services to individuals, businesses, and charitable organizations. David holds a number of professional designations, including Chartered Financial Analyst (CFA). David is licensed to provide financial services in multiple states including Delaware, Florida, Pennsylvania, and Texas. David is also registered with FINRA and the SEC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
PA
08/14/2014 - Present
Janney Montgomery Scott LLC (BRYN MAWR PA)
CA
05/29/2007 - 05/07/2009
LEGG MASON INVESTOR SERVICES, LLC (SAN MATEO CA)
NY
12/08/2005 - 06/14/2007
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
MD
11/03/1987 - 02/21/2006
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
NA
10/30/1987 - 11/04/1987
LEGG MASON MASTEN INC.
NA
10/26/1984 - 10/31/1987
LEGG MASON WOOD WALKER, INCORPORATED
IA
Issued 07/08/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/27/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/24/2008
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 12/27/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/05/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/14/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/17/2000
Series 3 - National Commodity Futures Examination
BC
Issued 10/20/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure David Penn is the right advisor for you? Invested Better is here to help.
