Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Gallagher is a financial advisor with Compass Point Research & Trading, LLC based in WASHINGTON, DC. David has been in the financial services industry since 2014 and has extensive experience in the securities industry. David is registered with FINRA as a General Securities Representative and holds the Series 7 and Series 66 licenses. David is also registered in nine states including California, Connecticut, District of Columbia, Florida, Maryland, Massachusetts, New York, South Carolina and Texas. Prior to joining Compass Point Research & Trading, LLC, David was with ARCHSTONE CAPITAL, LLC and B. RILEY FBR, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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DC
05/15/2023 - Present
Compass Point Research & Trading, LLC (WASHINGTON DC)
DC
04/20/2021 - 06/02/2023
ARCHSTONE CAPITAL, LLC (WASHINGTON DC)
VA
01/05/2016 - 05/13/2019
B. RILEY FBR, INC. (ARLINGTON VA)
MD
03/19/2014 - 01/06/2016
T. ROWE PRICE INVESTMENT SERVICES, INC. (OWINGS MILLS MD)
BOTH
Issued 05/15/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/19/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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