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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Stuart is an investment advisor representative with Ameriprise Financial Services, LLC, and has been in the industry since April 16, 2012. David Stuart is registered with the state of Wisconsin. David Stuart has a Series 63, Series 65, and Series 7. David Stuart also has a Series 6 license. David Stuart holds the SIE license. David Stuart is also registered with Ameriprise Financial Services, LLC. Prior to joining Ameriprise Financial Services, LLC, David Stuart was employed by PFS INVESTMENTS INC. in Pewaukee, WI. David Stuart has 10 to 19 hours per month of outside employment as an independent WIAA referee.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
WI
10/11/2017 - Present
Ameriprise Financial Services, LLC (JANESVILLE WI)
WI
04/17/2012 - 10/13/2017
PFS INVESTMENTS INC. (PEWAUKEE WI)
IA
Issued 08/07/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/30/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/02/2018
Series 7 - General Securities Representative Examination
BC
Issued 04/16/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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