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David Stewart Silberg

Aegis Capital Corp.

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About David Stewart Silberg

David Silberg is a financial advisor with Aegis Capital Corp.. David is also an insurance agent with ACC Agency, Inc., which is a general agency. David has been in the financial industry since 1990. David is licensed in New York, Texas and other states and has experience with insurance companies, investment companies, charitable organizations, high-net-worth individuals, pooled investment vehicles, corporations or other businesses, and individuals other than high-net-worth individuals. David offers portfolio management for individuals, businesses and pooled investment vehicles as well as financial planning. David is also registered with Newbridge Securities Corporation, Allied Millennial Partners, LLC and other firms.

Firm Information

David Silberg is currently registered with Aegis Capital Corp.. Aegis Capital Corp. is a corporation formed in 1984 and headquartered in New York, NY. The firm provides financial planning, portfolio management for individuals, businesses, and pooled investment vehicles. Aegis Capital Corp. is registered with the SEC and in 53 states. The firm has over 257 registered representatives and manages approximately $1.28 billion in assets.
Aegis Capital Corp.

1345 AVENUE OF THE AMERICAS

NEW YORK, NY 10105

$1.28B

Assets Under Management

Not reported

Total Clients

156

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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David Silberg’s Registration & Firm History

NY

04/17/2023 - Present

Aegis Capital Corp. (MELVILLE NY)

NY

08/04/2020 - 04/17/2023

NEWBRIDGE SECURITIES CORPORATION (SYOSSET NY)

NY

07/17/2018 - 09/02/2020

ALLIED MILLENNIAL PARTNERS, LLC (Garden City NY)

NY

02/19/2010 - 08/16/2018

AEGIS CAPITAL CORP. (MELVILLE NY)

NY

05/26/2006 - 03/02/2010

GUNNALLEN FINANCIAL, INC (FARMINGDALE NY)

NY

11/16/2004 - 05/26/2006

GREAT EASTERN SECURITIES, INC. (NEW YORK NY)

NY

04/02/2003 - 12/09/2004

KIRLIN SECURITIES INC. (SYOSSET NY)

NY

10/23/2002 - 04/30/2003

MAXIM GROUP LLC (NEW YORK NY)

NY

09/18/2002 - 10/23/2002

INVESTEC ERNST & COMPANY (NEW YORK NY)

NY

11/13/2000 - 09/18/2002

KIRLIN SECURITIES INC. (SYOSSET NY)

NY

11/26/1999 - 11/14/2000

NORTHEAST SECURITIES, INC. (MITCHELFIELD NY)

NY

07/30/1999 - 11/17/1999

TRIAD FINANCIAL INC. (HOLBROOK NY)

NY

07/30/1998 - 06/25/1999

TRIAD FINANCIAL INC. (HOLBROOK NY)

NY

06/07/1996 - 03/27/1998

NYLIFE SECURITIES INC. (NEW YORK NY)

MA

09/26/1989 - 03/28/1996

JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)

MA

09/26/1989 - 03/28/1996

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)

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Licenses & Designations

BOTH

Issued 09/28/2021

Series 66 - Uniform Combined State Law Examination

IA

Issued 05/02/2000

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/21/1989

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/17/1999

Series 7 - General Securities Representative Examination

BC

Issued 09/25/1989

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE Arca, Inc.

N

Nasdaq Stock Market

Disclosures

There are 7 public disclosures for David Stewart Silberg. Review regulatory record here.
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