Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Stewart Peacock is a financial professional with over 20 years of experience in the securities industry. David is currently registered with Hilltop Securities Inc. in New York. Prior to joining Hilltop Securities Inc., David was a registered representative for PENSERRA SECURITIES, LLC, OPPENHEIMER & CO. INC., BEAR, STEARNS & CO. INC., SELIGMAN ADVISORS, INC., and T. ROWE PRICE INVESTMENT SERVICES, INC. David has a broad range of experience in the financial services industry and holds Series 6, 7, 63, 66, 79TO, and SIE licenses. David is dedicated to providing personalized financial advice to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
12b-1 fees
1
2
NY
07/22/2024 - Present
Hilltop Securities Inc. (NEW YORK NY)
NY
01/17/2018 - 01/25/2018
PENSERRA SECURITIES, LLC (NEW YORK NY)
NY
08/26/2008 - 10/27/2017
OPPENHEIMER & CO. INC. (NEW YORK NY)
NY
10/08/2001 - 10/31/2007
BEAR, STEARNS & CO. INC. (NEW YORK NY)
MA
05/06/1997 - 06/24/1999
SELIGMAN ADVISORS, INC. (BOSTON MA)
MD
04/15/1994 - 07/31/1995
T. ROWE PRICE INVESTMENT SERVICES, INC. (BALTIMORE MD)
BOTH
Issued 07/19/2024
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/08/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/25/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/05/2001
Series 7 - General Securities Representative Examination
BC
Issued 04/14/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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