Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Steven Tate is a financial professional with over 14 years of experience in the industry. David Tate holds Series 6, 26, and 63 licenses and is registered with the state of California, District of Columbia, Maryland, New Jersey, New York and Virginia. David Tate is currently employed by Nylife Securities LLC and is located in the WHITE PLAINS, NY branch office.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
03/19/2009 - Present
Nylife Securities LLC (WHITE PLAINS NY)
BC
Issued 04/08/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/19/2013
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/18/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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