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David Steven Swan

Sowell Management

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About David Steven Swan

David Swan is an investment advisor representative with Sowell Management. David has been in the industry since January 2019 and has licenses in California and Wisconsin. David Swan is registered with the state of Wisconsin as an investment advisor representative. In addition to investment advisor activities, David Swan also works as an independent insurance agent, licensed in both California and Wisconsin, selling life, accident, and health insurance. David Swan has experience in financial planning, portfolio management for individuals, and selection of other advisors. David Swan's firm, Sowell Management, has a strong track record in managing investments for a variety of clients, including individuals, corporations, and pension plans. The firm's client assets under management are over 3 billion dollars.

Firm Information

David Swan is currently registered with Sowell Management. Sowell Management is an independent wealth management firm with a focus on providing customized financial planning and investment management services to individuals, families, and businesses. The firm has a strong track record of success in helping clients achieve their financial goals. Sowell Management is headquartered in NORTH LITTLE ROCK, AR and manages over $3.3 billion in assets for over 13,000 clients.
Sowell Management

5320 NORTHSHORE DRIVE

NORTH LITTLE ROCK, AR 72118

$3.33B

Assets Under Management

Not reported

Total Clients

90

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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David Swan’s Registration & Firm History

AR

07/11/2023 - Present

Sowell Management (NORTH LITTLE ROCK AR)

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Licenses & Designations

IA

Issued 02/11/2023

Series 65 - Uniform Investment Adviser Law Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for David Steven Swan.
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