Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Phillips is a financial advisor with over 20 years of experience in the financial services industry. David has held positions at Country Capital Management Co. in Chicago, IL since 2014 and previously at Allstate Financial Services, LLC and Hantz Financial Services, Inc. David is licensed to sell securities in Arizona, Illinois and Ohio. David has passed the Series 6, 7, 63 and 65 exams as well as the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
11/01/2014 - Present
Country Capital Management Co. (Chicago IL)
IL
08/28/2013 - 06/30/2014
ALLSTATE FINANCIAL SERVICES, LLC (WOODRIDGE IL)
MI
05/21/2002 - 07/12/2011
HANTZ FINANCIAL SERVICES, INC. (ROMEO MI)
IA
Issued 11/05/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/05/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/03/2004
Series 7 - General Securities Representative Examination
BC
Issued 05/20/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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