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Unclaimed

David Steven Ascher

GT Securities, Inc.

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About David Steven Ascher

David Steven Ascher is a financial professional licensed in California and New York. David is affiliated with GT Securities, Inc., based in Los Angeles, CA.

Firm Information

David Ascher is currently registered with GT Securities, Inc.. GT Securities, Inc. is a Corporation formed on December 6, 2001, registered with the SEC and in all 50 states.

Not reported

Assets Under Management

Not reported

Total Clients

144

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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David Ascher’s Registration & Firm History

CA

01/12/2018 - Present

GT Securities, Inc. (LOS ANGELES CA)

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Licenses & Designations

BC

Issued 01/05/2018

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/12/2018

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for David Steven Ascher.
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