Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Stettin Rouse is a financial advisor with over 35 years of experience in the industry. David is currently registered with Raymond James Financial Services Advisors, Inc. and has held previous roles at Ameriprise Advisor Services, Inc. and The Ohio Company. David has a wide range of licenses and certifications, including Series 4, 7, 8, 9, 10, 24, 63 and 65. David is registered to offer investment advisory services in several states. David specializes in working with individuals, corporations, and other businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
FL
08/13/2020 - Present
Raymond James Financial Services Advisors, Inc. (CAPE CORAL FL)
FL
01/27/1988 - 05/27/2009
AMERIPRISE ADVISOR SERVICES, INC. (FORT MYERS FL)
NA
01/21/1987 - 02/04/1988
THE OHIO COMPANY
IA
Issued 10/17/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/12/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/12/1997
Series 24 - General Securities Principal Examination
BC
Issued 06/05/1992
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 07/13/1988
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/17/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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