Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Phillips is a financial advisor with Artisan Partners Distributors LLC. David has been in the financial services industry since 2005. David is registered with FINRA and holds Series 7, 63, 66, SIE and Series 7TO licenses. David is registered to provide financial advice in all 50 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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WI
09/27/2019 - Present
Artisan Partners Distributors LLC (MILWAUKEE WI)
FL
11/02/2005 - 03/18/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SARASOTA FL)
BC
Issued 09/30/2019
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 11/22/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/27/2019
Series 7TO - General Securities Representative Examination
BC
Issued 09/20/2019
SIE - Securities Industry Essentials Examination
BC
Issued 11/01/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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