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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Sterling Clausen is a financial advisor with Stifel, Nicolaus & Company, Inc., a well-established firm with a broad range of services. David has been in the industry since 1996 and is registered to provide investment advice in several states, including Minnesota and Texas. David specializes in a variety of services, including financial planning, portfolio management for individuals and businesses, pension consulting, and educational seminars. David holds several licenses and designations including the Series 7, Series 31, Series 63, Series 66, Series 9, and Series 10, and has earned the Certified Financial Planner designation. David is also a Board Member of Confidence Learning Center.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MN
04/01/2021 - Present
Stifel, Nicolaus & Company, Inc. (WALKER MN)
MN
08/12/2006 - 10/16/2009
UBS FINANCIAL SERVICES INC. (BAXTER MN)
MN
03/30/2001 - 08/12/2006
PIPER JAFFRAY & CO. (BAXTER MN)
NY
03/06/1998 - 04/06/2001
DAIN RAUSCHER INCORPORATED (NEW YORK NY)
MN
10/28/1996 - 03/20/1998
JOHN G. KINNARD AND COMPANY, INCORPORATED (MINNEAPOLIS MN)
BOTH
Issued 08/13/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/30/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/12/2012
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/09/2012
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/26/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 10/25/1996
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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