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David Stephen Ziffer

Charles Schwab & CO., Inc.

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About David Stephen Ziffer

David Stephen Ziffer is a financial professional with over 30 years of experience in the industry. David is currently registered with Charles Schwab & CO., Inc. and has been with the firm since December 2022. Prior to that, David worked for TD Ameritrade, Inc. from February 2018 to July 2024 and ScotTrade, Inc. from June 1995 to February 2018. David holds a Series 7, 24, 63, and 66 licenses and has completed the SIE exam. David is also a registered Investment Advisor Representative in Maryland.

Firm Information

David Ziffer is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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David Ziffer’s Registration & Firm History

MD

01/26/2022 - Present

Charles Schwab & CO., Inc. (Gaithersburg MD)

MD

02/26/2018 - 07/29/2024

TD AMERITRADE, INC. (Gaithersburg MD)

MD

07/07/1995 - 02/26/2018

SCOTTRADE, INC. (GAITHERSBURG MD)

DC

12/07/1992 - 07/20/1995

WASHINGTON INVESTMENT CORPORATION (WASHINGTON DC)

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Licenses & Designations

BOTH

Issued 06/06/2017

Series 66 - Uniform Combined State Law Examination

BC

Issued 11/24/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 24 - General Securities Principal Examination

BC

Issued 11/27/2001

Series 4 - Registered Options Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/19/1992

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for David Stephen Ziffer.
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