Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Spellman is a financial advisor with over 30 years of experience in the industry. David is registered with Principal Securities, Inc. in Maine. David also holds licenses in other states including Maine, Connecticut, Florida, Georgia, Illinois, Maryland, Massachusetts, New Hampshire, North Carolina, Rhode Island, Vermont and Virginia. David previously worked for HORNOR, TOWNSEND & KENT, INC. and MONARCH SECURITIES, INC. David has expertise in various areas including retirement planning, insurance, and real estate. David specializes in working with individuals, businesses, and high-net-worth clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
ME
08/16/2006 - Present
Principal Securities, Inc. (FREEPORT ME)
PA
02/05/1992 - 07/06/2004
HORNOR, TOWNSEND & KENT, INC. (HORSHAM PA)
NA
11/20/1984 - 01/31/1992
MONARCH SECURITIES, INC.
IA
Issued 08/15/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/30/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/06/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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