Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Stephen Spann is a registered representative with LPL Financial LLC and Sovereign Wealth Advisors LLC. David has been in the financial industry since May 26, 2010. David is registered in Arizona, Florida, Hawaii, Mississippi, New Mexico, Texas, and Washington. David is also a Certified Financial Planner. David is an investment advisor representative for Sovereign Wealth Advisors LLC. David's primary business location is 3120 SW FREEWAY, STE 500, HOUSTON, TX 77098.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
01/04/2023 - Present
LPL Financial LLC (HOUSTON TX)
TX
05/27/2010 - 12/14/2010
SECURITIES AMERICA, INC. (HOUSTON TX)
BOTH
Issued 12/01/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/26/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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