Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Frommer is a financial professional with over 30 years of experience in the financial services industry. David has a strong track record of success in providing investment advice and portfolio management services to individual and institutional clients. David is currently registered with Carter, Terry & Company, Inc. David is a Series 7, Series 63, and SIE licensed representative. David has previously been registered with several other firms, including L.M. KOHN & COMPANY, MIDSOUTH CAPITAL, INC., and A. G. EDWARDS & SONS, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
GA
05/24/2012 - Present
Carter, Terry & Company, Inc. (ATLANTA GA)
GA
01/17/2012 - 05/23/2012
L.M. KOHN & COMPANY (GAINSVILLE GA)
GA
01/14/2009 - 01/17/2012
MIDSOUTH CAPITAL, INC. (ATLANTA GA)
GA
03/15/2004 - 11/26/2008
ARGOSY CAPITAL SECURITIES, INC. (ALPHARETTA GA)
MO
04/14/2003 - 01/09/2004
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
FL
10/15/2002 - 04/08/2003
THE CAMELOT GROUP, INC. (FT LAUDERDALE FL)
GA
10/26/2001 - 09/27/2002
HPC CAPITAL MANAGEMENT CORP. (ROSWELL GA)
GA
08/14/2001 - 11/02/2001
J.P. TURNER & COMPANY, L.L.C. (ATLANTA GA)
SC
03/11/1998 - 09/19/2001
LKB FINANCIAL, L.L.C. (GREENVILLE SC)
NY
01/03/1994 - 01/24/1997
JOSEPHTHAL LYON & ROSS INCORPORATED (NEW YORK NY)
FL
11/22/1995 - 12/06/1995
JW CHARLES SECURITIES,INC. (BOCA RATON FL)
GA
08/27/1993 - 01/04/1994
BURNETT, GREY & CO., INC. (ATLANTA GA)
NY
04/11/1992 - 09/01/1993
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
02/08/1989 - 04/16/1992
BEAR, STEARNS & CO. INC. (NEW YORK NY)
MO
12/05/1988 - 02/15/1989
CORPORATE SECURITIES GROUP, INC. (ST. LOUIS MO)
NY
01/05/1988 - 12/14/1988
THOMSON MCKINNON SECURITIES INC. (NEW YORK NY)
NA
01/02/1987 - 01/12/1988
J. W. GANT & ASSOCIATES, INC.
NA
07/23/1986 - 01/02/1987
MICHELIN AND COMPANY, INC.
BC
Issued 08/13/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/19/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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